Consultative Advisory Account (CAA)

The CAA is a full-service, advisory program that gives you the freedom to invest in whatever manner you wish for an annual, asset-based fee. This strategy serves to enhance the consultative process, as the financial advisor and the client focus on working together to develop a plan to help you achieve your financial goals.

A wide range of investment vehicles can be selected for these accounts, including stocks, bonds, mutual funds, and options. Invest in any or all of these securities for one predictable fee. The fee is determined quarterly, in advance, based on the market value of all eligible assets held in the CAA. As the total holdings in the CAA increase, the effective fee rate can be lower. Minimum investment is $50,000.

Securities, investment advisory services, and insurance products offered through UVEST Financial Services and its affiliates, member FINRA / SIPC and a SEC registered investment advisor UVEST and Southern Investment Services are independent entities.